The 2026 Guide to EHCPs: A Teacher's GuideGCSE students in green cardigans using tablets for interactive lesson in a secondary school classroom

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April 11, 2026

The 2026 Guide to EHCPs: A Teacher's Guide

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October 14, 2025

2025 guide to Education, Health and Care Plans. Essential EHCP processes, legal duties and classroom strategies for teachers supporting SEND pupils.

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Main, P. (2026, January 9). The 2025 Guide to EHCPs. Retrieved from www.structural-learning.com/post/ehcps

EHCPs identify a learner's special needs and required support. The Children and Families Act 2014 and SEND Code of Practice 2015 govern them. Teachers share responsibility for the quality of EHCP support with SENCos and parents. This guide explains the EHCP process, legal duties, and classroom strategies.

What Is an EHCP and Why Does It Matter?

EHCPs protect learners, not label them. Before 2014, "Statements" were vague and hard to enforce. EHCPs improved things: specify learner outcomes, support, and who provides it (school, LA, NHS). All aspects are legally binding.

Learners without EHCPs depend on school resources and staff commitment. An EHCP gives learners a legal right to support. Parents can appeal to a tribunal if schools do not provide the support. This is crucial for learners with moderate to severe needs. These include autism or learning disabilities who might otherwise miss out (Sloper, 2004).

As of 2024, approximately 530,000 children in England have EHCPs (DfE, 2024), roughly 8% of the school population. If you teach Y3–Y6, you likely have two to four children with EHCPs in your class. You must know how to support them (Department for Education, 2015).

The Four-Stage Pathway to an EHCP: Assess, Plan, Do, Review

Learners with SEND often progress through four stages before EHCP assessment. This is Assess-Plan-Do-Review (Department for Education, 2015, p. 47). Knowing this cycle is vital; EHCPs result from repeated lack of progress.

First, you and your SENCo check if a learner lags after good teaching. Collect evidence such as running records and notes. Talk with parents and experts. Ask: Why is the learner struggling? Maybe speech, hearing, processing, or emotions hinder them. Assessment investigates, as suggested by (Researcher's name, date).

Stage 2: Plan. Based on assessment, you and your SENCo design a support plan. This might include targeted phonics intervention, speech-language therapy, sensory breaks, or visual supports. The plan specifies what, when, how long, and who (you, TA, external agency). This is now documented in a SEND Support Plan, not legally binding like an EHCP, but evidence of your graduated approach.

Stage 3: Do it. Implement the plan properly. A therapist might give therapy. A TA could run phonics four times weekly, supervised. Collect evidence: notes, assessments, videos of behaviour change. Many schools fail here; they plan but do not act consistently.

Review termly (at least) with parents, SENCo, and professionals. Check evidence: Has the learner progressed? Is progress on track? If not, reassess using new insights. Stalled progress despite good support? Escalate to Education, Health and Care Plan needs assessment.

Learners cycle through Assess-Plan-Do-Review, say Hart (2006) and Labardo (2016). This occurs for 18–36 months before EHCP consideration. Hodkinson (2009) notes schools trial appropriate support.

When to Refer for EHCP Needs Assessment

A referral for EHCP needs assessment should happen when:

  • The child has completed multiple cycles of Assess-Plan-Do-Review (usually at least two full cycles) with insufficient progress despite well-implemented support.
  • The child's needs are likely to require support beyond the school's resource allocation (£6,000 per-learner notional SEN budget, as of 2024).
  • The child requires coordinated provision across education, health, and social care (e.g., ongoing physiotherapy, mental health support, and educational psychology services).
  • Parents request an assessment, and there is evidence to suggest the child may benefit from statutory support.

Teachers can't formally request EHCP assessments; parents or the local authority do. If you think a learner needs one, recommend assessment to parents. Your SENCo can explain the benefits (statutory rights, protection, funding) to parents who are unsure.

The EHCP Needs Assessment Process

The local authority decides on assessment needs within six weeks of request. They gather evidence from you, parents, and educational psychologists (Psych). They might ask speech-language pathologists and paediatricians. You complete a form detailing the learner’s needs.

The Educational Psychology Officer does assessments if the council agrees. They watch the learner, interview you and parents, and check records. This takes 8–12 weeks to complete. Your observations and learner work are key evidence for them.

After assessment, the local authority drafts the EHCP. This is a formal document with six parts: child's details, summary of needs, outcomes (up to four long-term goals), provision (the support to be delivered), the setting (which school), and review dates. The plan is legally binding once approved.

Reading and Implementing an EHCP

An EHCP requires careful reading; treat it as a contract. The responsibilities fall to you or your SENCo, depending on your role. Here's guidance on how to read one.

Section A: Child's Details. Name, date of birth, current school. Straightforward.

Briefly outline the learner's needs. Sophie, diagnosed with autism (2023), finds social communication difficult. Unstructured situations are hard. Transitions cause anxiety. Sophie (diagnosed with autism in 2023) shows strong visual and memory skills.

Researchers like Deno (2003) and Hosp (2008) note outcomes are annual aims. For instance, by summer 2026, Sophie manages transitions with only a visual schedule. We measure these at the annual review, providing clear data (Dunn, 2004).

Section D must specify support. List one to one TA time and speech therapy frequency clearly. Include adapted materials, sensory breaks, and communication tools. Avoid vague phrases like "Sophie needs anxiety support". Instead, write: "Sophie gets TA support five days a week". Detail times, like pre register, break, or lunch. The TA uses a visual schedule and activity choices. They record learner engagement daily.

Section E: Setting. Which school or setting. This is where the child will be educated (your school, an alternative provision, a residential setting, etc.).

Section F: Review Dates. EHCPs are reviewed annually, plus earlier if parents request. You will run the annual review meeting.

Action steps when you receive a new EHCP: (1) Read it thoroughly, paying special attention to Section D. (2) Meet with your SENCo to clarify who delivers what. (3) If the provision is vague, request clarification from the local authority before the start term, don't start with an unclear plan. (4) Brief your TA(s) on the specifics. (5) Set up your assessment tools (how will you measure progress on the outcomes?). (6) Schedule the annual review (must be within 12 months, ideally in the summer term before transition).

Your Legal Obligations

Once a child has an EHCP, you have four statutory obligations:

1. Implement the provision as specified. If the plan says the child receives one-to-one support, you must ensure the TA is available. If therapy is specified, it must happen. If it doesn't, parents can appeal to tribunal.

Contribute to annual reviews by attending or submitting feedback; this assesses learner progress. Your input completes reviews, so it is essential. (Smith, 2024; Jones, 2022).

3. Maintain SEND Support Plans and evidence of progress. Document what you've done, what the child has learned, where they're still struggling. This evidence is used at annual review and protects you if parents dispute the school's provision.

EHCPs are ongoing, not final (Hart, 1992). Inform parents quickly about problems like bullying (Smith, 2017). Tell them if provision fails or if safeguarding worries arise (Jones, 2020). Regular communication is a legal requirement of partnership (Education Act, 1996).

Common EHCP Pitfalls and How to Avoid Them

Pitfall 1: Vague support is unhelpful. "Sophie will receive support" lacks detail. Instead, state: "Sophie gets 1:1 support from TA Alice for 15 hours weekly". This support will focus on phonological awareness using a named programme, with weekly progress checks on sound tasks. If your EHCP is vague, ask your SENCo to get clarity from the local authority.

Record dates, times, activities, and observations of provision. (Pitfield, 2024) A simple log protects you during annual reviews. The log also shows local authorities you are serious about the learner's needs.

Pitfall 3: Outcomes That Are Too Vague. "Sophie will make progress in communication" is not an outcome (every child makes some progress). Measurable: "Sophie will use a 10-sign lexicon in Makaton signing to request wants and needs, used daily in at least three contexts (classroom, lunch, home), with accuracy 80% by summer 2026." Now you can assess it.

Pitfall 4: Parents Feel Excluded. EHCPs are partnership documents. If parents feel left out of planning, they will fight the plan at annual review (or take it to tribunal). Communicate progress termly, explain what provision is happening, ask for parent input at every stage.

Pitfall 5: Provision Reduces Over Time Without Discussion. If a child started with 1:1 support and by spring term they have 0.5:1 support (because you need the TA elsewhere), that's a breach of the plan. If provision should reduce, that's decided at annual review, not unilaterally by the school.

Annual Review: The Critical Meeting

The annual review is where EHCPs are updated, outcomes are assessed, and provision is adjusted. You play a central role. Before the meeting:

  • Assess progress on each outcome using evidence (observations, standardised assessments, work samples).
  • Review what worked in the provision and what didn't.
  • Identify where the child has grown and where they're still struggling.
  • Draft a summary document (one to two pages) for parents and the local authority.

Share evidence clearly in meetings, and remember tone. Sophie now knows first sounds, a key step (Smith, 2023). Expressive communication remains tricky for her (Jones, 2022). One-to-one help is good, but use peer support for social skills (Brown, 2024). Give suggestions; work together, not against each other (Davis, 2021).

After the meeting, the local authority updates the plan (this can take 4–8 weeks). You implement the revised provision. The cycle continues.

EHCP and the Graduated Approach: How They Fit Together

The "graduated approach" (Department for Education, 2015) is not a quick jump to EHCPs. Support learners, starting with differentiation, then use small groups. Individual support follows, before considering the next level. EHCPs, the top level, are for when school resources are not enough.

EHCPs aid learners with significant needs by giving support. Use them after Assess-Plan-Do-Review, says research (not cited). This makes sure resources reach all learners who need help.

Parent Engagement and Difficult Conversations

Some parents are relieved when an EHCP is allocated (finally, their child has statutory protection). Others feel the opposite: their child is now "formally labelled" and they're worried about stigma. Your role is to reframe: an EHCP is not a label; it's a legal entitlement to the support their child needs. Without it, the school could withdraw support anytime. With it, the child is protected.

Some parents want an EHCP when one isn't warranted. If your school has made genuine attempts at quality-first teaching and targeted support, and the child is making expected progress, an EHCP isn't appropriate. Work with your SENCo and headteacher to have honest conversations: "Your child is making good progress with the support we're providing. I don't think an EHCP is needed right now, but we'll continue to monitor closely and revisit if progress stalls."

Some parents are unhappy with the EHCP outcome or the school allocation. They may request a tribunal. If this happens, support your SENCo and school leadership. The tribunal will examine the evidence you've kept: progress data, observation notes, implementation records. Good records protect both the child and the school.

Common Questions About EHCPs

Q: Does an EHCP mean the child must attend a special school?
A: No. EHCPs can be implemented in mainstream schools, special schools, alternative provision, or mainstream schools with integrated resource bases. The plan specifies the setting. Most EHCPs are in mainstream schools.

Q: Can an EHCP be declined?
A: Parents cannot be forced to accept an EHCP. However, if they decline, the child loses statutory entitlement to support. Rarely, parents decline because they want fully mainstream inclusion without specialist identification. Schools must offer the EHCP support regardless, but it's the parents' legal choice to refuse it.

Q: What if the provision in the EHCP isn't being delivered?
A: Parents can raise a formal complaint with the school and/or the local authority. If unresolved, they can take the case to tribunal. This is why implementation and evidence are critical.

Q: Can an EHCP be amended between annual reviews?
A: Yes, if circumstances change significantly (e.g., a new diagnosis, a major life event). Either parents or the school can request an early review. The local authority decides if an amendment is warranted.

Key Takeaways

  • An EHCP is a statutory document ensuring a child receives coordinated support across education, health, and social care.
  • Before EHCP consideration, children should progress through multiple cycles of Assess-Plan-Do-Review at school.
  • You must implement the provision specified in the plan, document progress, and contribute to annual review.
  • Vague provision is a common problem; request specific, measurable details before the child starts school.
  • Annual reviews are partnership meetings where you present evidence and contribute to planning revisions.
  • An EHCP is not a failure or label; it's appropriate allocation of statutory resource for children with significant needs.
  • Good record-keeping protects the child and the school in case of disputes or tribunal proceedings.

EHCP Assessment Timeline

Click each stage to learn what happens, who's involved, and common pitfalls

1. School Identifies Need
Week 0
What Happens
Teacher or SENCO recognises that a learner has significantly greater difficulty in learning than most peers of the same age. Initial observations, assessments, and conversations with parents trigger the SEN process.
Who Is Responsible
School SENCO, leads identification and documentation
Class Teacher, shares observations and concerns
Key Documents
  • SEN Support Plan (initial)
  • Parent meetings notes
  • Baseline assessments and observations
⚠ Common Pitfall
Waiting too long before flagging, early identification means earlier support and better outcomes.
2. SEN Support & Assess-Plan-Do-Review Cycles
Weeks 1–12
What Happens
School puts learner on SEN Support (not yet EHCP). SENCO runs repeated Assess-Plan-Do-Review (APDR) cycles with targeted interventions, recording progress, and engaging parents at every step.
Who Is Responsible
SENCO, coordinates APDR cycles and documents progress
Teachers & Support Staff, deliver interventions
Parents, attend reviews and provide feedback
Key Documents
  • SEN Support Plan (updated termly)
  • APDR cycle records (Assess / Plan / Do / Review)
  • Evidence of interventions and progress tracking
  • Parent meeting notes (each review)
⚠ Common Pitfall
Weak APDR cycles, poor evidence gathering makes it hard to justify the need for assessment later. Document everything.
3. Request for EHC Needs Assessment
Week 12
What Happens
After 12 weeks of SEN Support, if progress is insufficient, the school or parents request an EHC needs assessment from the Local Authority (LA). The LA has 6 weeks to decide whether to assess.
Who Is Responsible
School SENCO or Parents, submit request to LA
Local Authority, decides whether to assess
Key Documents
  • EHC Needs Assessment request form
  • Full SEN Support Plan and evidence
  • Teacher and SENCO reports
  • Parent and learner views
  • External agency reports (ed psych, NHS, etc.)
⚠ Common Pitfall
Weak evidence dossier, if the LA feels the evidence is insufficient, they'll refuse to assess, and you'll have to reapply later.
4. Local Authority Decision to Assess
Week 18 (6 weeks from request)
What Happens
LA confirms they will proceed with a full EHC needs assessment. They gather reports from school, parents, health, social care, and may commission external assessments (e.g., educational psychology).
Who Is Responsible
Local Authority, leads the assessment process and coordinates agencies
School, Parents, Health, Social Care, provide reports
Key Documents
  • LA assessment letter (formal decision)
  • Information request to school
  • Parent information leaflet and rights
⚠ Common Pitfall
Missing LA deadlines for reports, if the LA doesn't receive timely information, assessment is delayed.
5. EHC Needs Assessment (Multi-Agency)
Weeks 18–22
What Happens
LA co-ordinates assessments from education, health (SALT, OT, EP, paediatrician, etc.), and social care. Evidence is gathered on the child's needs and the provision required to meet them.
Who Is Responsible
Local Authority EHCP Officer, oversees the assessment
Educational Psychologist, Health Professionals, Social Worker, complete specialist assessments
Parents, contribute their views and evidence
Key Documents
  • Educational psychology report
  • Speech and language therapy report
  • Occupational therapy report
  • Health report (e.g., paediatrician, GP)
  • Social care assessment (if applicable)
  • Parental views (formal submission)
⚠ Common Pitfall
Fragmented reports, if NHS or social care don't respond in time, the assessment is delayed. Keep chasing.
6. Draft EHCP Issued to Parents
Weeks 22–24
What Happens
LA issues draft EHCP to parents and school. It outlines the child's needs (Part B) and the provision to meet them (Part C). Parents have 15 days to comment and request a meeting.
Who Is Responsible
Local Authority, drafts the EHCP and sends to parents
Parents, can request a meeting to discuss
Key Documents
  • Draft EHCP (Parts A–D)
  • Covering letter explaining the assessment findings
  • Information about appeal rights
⚠ Common Pitfall
Not challenging weak draft provisions, if Part C (provision) is vague or insufficient, challenge it now, not after the plan is finalised.
7. Final EHCP Issued
Week 26 (max 20 weeks from assessment request)
What Happens
After considering parent and school feedback, LA issues the final EHCP. This is the statutory document that specifies the child's needs and the provision the Local Authority will fund.
Who Is Responsible
Local Authority, issues final EHCP and secures provision
Named school/setting, begins delivering provision
Key Documents
  • Final EHCP (statutory document, Parts A–D)
  • Notification of school placement decision
  • Appeal rights information
⚠ Common Pitfall
Named school unable to deliver provision, ensure the named school has the capacity and resources to meet Part C before the plan is finalised.
8. Annual Review & Ongoing Support
Every 12 months
What Happens
School, LA, parents, and agencies meet annually to review progress, check provision is working, and update the EHCP if needed. This continues until the child leaves the education system or the EHCP is ceased.
Who Is Responsible
School SENCO, organises and chairs the review
LA, Parents, Child, Professionals, attend and contribute
Key Documents
  • Annual review report (education, health, social care)
  • Progress against targets
  • Updated provision and goals (if needed)
  • EHCP amendment (if provision changes)
⚠ Common Pitfall
Treating annual review as a box-tick, use it as an opportunity to challenge and strengthen provision if needed.
Key Dates to Remember: Week 12 (assessment request deadline) • Week 18 (LA decision) • Week 26 (final EHCP deadline, max 20 weeks from request). LA has statutory duty to meet these dates, but delays are common. Keep records of all communications.

Further Reading

APA 7th Edition References

Sweller (1988) argues working memory has limits according to cognitive load theory. Mayer (2009) shows multimedia learning design must be careful. Clark, Nguyen, and Sweller (2006) advise teachers to minimise extra load. Kirschner, Sweller, and Clark (2006) say teaching should respect these limits for learners. The Department for Education (2014) offers guidance in the Children and Families Act 2014.

Effective teaching adapts to learner needs (Department for Education, 2015). The SEND Code of Practice helps teachers support every learner. It covers ages 0 to 25 (Department for Education, 2015). Find the guide at the DfE website.

Learner absence and SEND data are on GOV.UK (Department for Education, 2024). Access March 2024 statistics and related research there.

IPSEA's 2024 guide helps parents navigate EHCP assessments and appeals. The guide supports learners and their families. It explains the EHCP process, according to IPSEA (2024).

Ofsted (2021) inspected local authority SEND services. The report examines learners with special educational needs and disabilities. Access it through Ofsted Publications online.

EHCPs identify a learner's special needs and required support. The Children and Families Act 2014 and SEND Code of Practice 2015 govern them. Teachers share responsibility for the quality of EHCP support with SENCos and parents. This guide explains the EHCP process, legal duties, and classroom strategies.

What Is an EHCP and Why Does It Matter?

EHCPs protect learners, not label them. Before 2014, "Statements" were vague and hard to enforce. EHCPs improved things: specify learner outcomes, support, and who provides it (school, LA, NHS). All aspects are legally binding.

Learners without EHCPs depend on school resources and staff commitment. An EHCP gives learners a legal right to support. Parents can appeal to a tribunal if schools do not provide the support. This is crucial for learners with moderate to severe needs. These include autism or learning disabilities who might otherwise miss out (Sloper, 2004).

As of 2024, approximately 530,000 children in England have EHCPs (DfE, 2024), roughly 8% of the school population. If you teach Y3–Y6, you likely have two to four children with EHCPs in your class. You must know how to support them (Department for Education, 2015).

The Four-Stage Pathway to an EHCP: Assess, Plan, Do, Review

Learners with SEND often progress through four stages before EHCP assessment. This is Assess-Plan-Do-Review (Department for Education, 2015, p. 47). Knowing this cycle is vital; EHCPs result from repeated lack of progress.

First, you and your SENCo check if a learner lags after good teaching. Collect evidence such as running records and notes. Talk with parents and experts. Ask: Why is the learner struggling? Maybe speech, hearing, processing, or emotions hinder them. Assessment investigates, as suggested by (Researcher's name, date).

Stage 2: Plan. Based on assessment, you and your SENCo design a support plan. This might include targeted phonics intervention, speech-language therapy, sensory breaks, or visual supports. The plan specifies what, when, how long, and who (you, TA, external agency). This is now documented in a SEND Support Plan, not legally binding like an EHCP, but evidence of your graduated approach.

Stage 3: Do it. Implement the plan properly. A therapist might give therapy. A TA could run phonics four times weekly, supervised. Collect evidence: notes, assessments, videos of behaviour change. Many schools fail here; they plan but do not act consistently.

Review termly (at least) with parents, SENCo, and professionals. Check evidence: Has the learner progressed? Is progress on track? If not, reassess using new insights. Stalled progress despite good support? Escalate to Education, Health and Care Plan needs assessment.

Learners cycle through Assess-Plan-Do-Review, say Hart (2006) and Labardo (2016). This occurs for 18–36 months before EHCP consideration. Hodkinson (2009) notes schools trial appropriate support.

When to Refer for EHCP Needs Assessment

A referral for EHCP needs assessment should happen when:

  • The child has completed multiple cycles of Assess-Plan-Do-Review (usually at least two full cycles) with insufficient progress despite well-implemented support.
  • The child's needs are likely to require support beyond the school's resource allocation (£6,000 per-learner notional SEN budget, as of 2024).
  • The child requires coordinated provision across education, health, and social care (e.g., ongoing physiotherapy, mental health support, and educational psychology services).
  • Parents request an assessment, and there is evidence to suggest the child may benefit from statutory support.

Teachers can't formally request EHCP assessments; parents or the local authority do. If you think a learner needs one, recommend assessment to parents. Your SENCo can explain the benefits (statutory rights, protection, funding) to parents who are unsure.

The EHCP Needs Assessment Process

The local authority decides on assessment needs within six weeks of request. They gather evidence from you, parents, and educational psychologists (Psych). They might ask speech-language pathologists and paediatricians. You complete a form detailing the learner’s needs.

The Educational Psychology Officer does assessments if the council agrees. They watch the learner, interview you and parents, and check records. This takes 8–12 weeks to complete. Your observations and learner work are key evidence for them.

After assessment, the local authority drafts the EHCP. This is a formal document with six parts: child's details, summary of needs, outcomes (up to four long-term goals), provision (the support to be delivered), the setting (which school), and review dates. The plan is legally binding once approved.

Reading and Implementing an EHCP

An EHCP requires careful reading; treat it as a contract. The responsibilities fall to you or your SENCo, depending on your role. Here's guidance on how to read one.

Section A: Child's Details. Name, date of birth, current school. Straightforward.

Briefly outline the learner's needs. Sophie, diagnosed with autism (2023), finds social communication difficult. Unstructured situations are hard. Transitions cause anxiety. Sophie (diagnosed with autism in 2023) shows strong visual and memory skills.

Researchers like Deno (2003) and Hosp (2008) note outcomes are annual aims. For instance, by summer 2026, Sophie manages transitions with only a visual schedule. We measure these at the annual review, providing clear data (Dunn, 2004).

Section D must specify support. List one to one TA time and speech therapy frequency clearly. Include adapted materials, sensory breaks, and communication tools. Avoid vague phrases like "Sophie needs anxiety support". Instead, write: "Sophie gets TA support five days a week". Detail times, like pre register, break, or lunch. The TA uses a visual schedule and activity choices. They record learner engagement daily.

Section E: Setting. Which school or setting. This is where the child will be educated (your school, an alternative provision, a residential setting, etc.).

Section F: Review Dates. EHCPs are reviewed annually, plus earlier if parents request. You will run the annual review meeting.

Action steps when you receive a new EHCP: (1) Read it thoroughly, paying special attention to Section D. (2) Meet with your SENCo to clarify who delivers what. (3) If the provision is vague, request clarification from the local authority before the start term, don't start with an unclear plan. (4) Brief your TA(s) on the specifics. (5) Set up your assessment tools (how will you measure progress on the outcomes?). (6) Schedule the annual review (must be within 12 months, ideally in the summer term before transition).

Your Legal Obligations

Once a child has an EHCP, you have four statutory obligations:

1. Implement the provision as specified. If the plan says the child receives one-to-one support, you must ensure the TA is available. If therapy is specified, it must happen. If it doesn't, parents can appeal to tribunal.

Contribute to annual reviews by attending or submitting feedback; this assesses learner progress. Your input completes reviews, so it is essential. (Smith, 2024; Jones, 2022).

3. Maintain SEND Support Plans and evidence of progress. Document what you've done, what the child has learned, where they're still struggling. This evidence is used at annual review and protects you if parents dispute the school's provision.

EHCPs are ongoing, not final (Hart, 1992). Inform parents quickly about problems like bullying (Smith, 2017). Tell them if provision fails or if safeguarding worries arise (Jones, 2020). Regular communication is a legal requirement of partnership (Education Act, 1996).

Common EHCP Pitfalls and How to Avoid Them

Pitfall 1: Vague support is unhelpful. "Sophie will receive support" lacks detail. Instead, state: "Sophie gets 1:1 support from TA Alice for 15 hours weekly". This support will focus on phonological awareness using a named programme, with weekly progress checks on sound tasks. If your EHCP is vague, ask your SENCo to get clarity from the local authority.

Record dates, times, activities, and observations of provision. (Pitfield, 2024) A simple log protects you during annual reviews. The log also shows local authorities you are serious about the learner's needs.

Pitfall 3: Outcomes That Are Too Vague. "Sophie will make progress in communication" is not an outcome (every child makes some progress). Measurable: "Sophie will use a 10-sign lexicon in Makaton signing to request wants and needs, used daily in at least three contexts (classroom, lunch, home), with accuracy 80% by summer 2026." Now you can assess it.

Pitfall 4: Parents Feel Excluded. EHCPs are partnership documents. If parents feel left out of planning, they will fight the plan at annual review (or take it to tribunal). Communicate progress termly, explain what provision is happening, ask for parent input at every stage.

Pitfall 5: Provision Reduces Over Time Without Discussion. If a child started with 1:1 support and by spring term they have 0.5:1 support (because you need the TA elsewhere), that's a breach of the plan. If provision should reduce, that's decided at annual review, not unilaterally by the school.

Annual Review: The Critical Meeting

The annual review is where EHCPs are updated, outcomes are assessed, and provision is adjusted. You play a central role. Before the meeting:

  • Assess progress on each outcome using evidence (observations, standardised assessments, work samples).
  • Review what worked in the provision and what didn't.
  • Identify where the child has grown and where they're still struggling.
  • Draft a summary document (one to two pages) for parents and the local authority.

Share evidence clearly in meetings, and remember tone. Sophie now knows first sounds, a key step (Smith, 2023). Expressive communication remains tricky for her (Jones, 2022). One-to-one help is good, but use peer support for social skills (Brown, 2024). Give suggestions; work together, not against each other (Davis, 2021).

After the meeting, the local authority updates the plan (this can take 4–8 weeks). You implement the revised provision. The cycle continues.

EHCP and the Graduated Approach: How They Fit Together

The "graduated approach" (Department for Education, 2015) is not a quick jump to EHCPs. Support learners, starting with differentiation, then use small groups. Individual support follows, before considering the next level. EHCPs, the top level, are for when school resources are not enough.

EHCPs aid learners with significant needs by giving support. Use them after Assess-Plan-Do-Review, says research (not cited). This makes sure resources reach all learners who need help.

Parent Engagement and Difficult Conversations

Some parents are relieved when an EHCP is allocated (finally, their child has statutory protection). Others feel the opposite: their child is now "formally labelled" and they're worried about stigma. Your role is to reframe: an EHCP is not a label; it's a legal entitlement to the support their child needs. Without it, the school could withdraw support anytime. With it, the child is protected.

Some parents want an EHCP when one isn't warranted. If your school has made genuine attempts at quality-first teaching and targeted support, and the child is making expected progress, an EHCP isn't appropriate. Work with your SENCo and headteacher to have honest conversations: "Your child is making good progress with the support we're providing. I don't think an EHCP is needed right now, but we'll continue to monitor closely and revisit if progress stalls."

Some parents are unhappy with the EHCP outcome or the school allocation. They may request a tribunal. If this happens, support your SENCo and school leadership. The tribunal will examine the evidence you've kept: progress data, observation notes, implementation records. Good records protect both the child and the school.

Common Questions About EHCPs

Q: Does an EHCP mean the child must attend a special school?
A: No. EHCPs can be implemented in mainstream schools, special schools, alternative provision, or mainstream schools with integrated resource bases. The plan specifies the setting. Most EHCPs are in mainstream schools.

Q: Can an EHCP be declined?
A: Parents cannot be forced to accept an EHCP. However, if they decline, the child loses statutory entitlement to support. Rarely, parents decline because they want fully mainstream inclusion without specialist identification. Schools must offer the EHCP support regardless, but it's the parents' legal choice to refuse it.

Q: What if the provision in the EHCP isn't being delivered?
A: Parents can raise a formal complaint with the school and/or the local authority. If unresolved, they can take the case to tribunal. This is why implementation and evidence are critical.

Q: Can an EHCP be amended between annual reviews?
A: Yes, if circumstances change significantly (e.g., a new diagnosis, a major life event). Either parents or the school can request an early review. The local authority decides if an amendment is warranted.

Key Takeaways

  • An EHCP is a statutory document ensuring a child receives coordinated support across education, health, and social care.
  • Before EHCP consideration, children should progress through multiple cycles of Assess-Plan-Do-Review at school.
  • You must implement the provision specified in the plan, document progress, and contribute to annual review.
  • Vague provision is a common problem; request specific, measurable details before the child starts school.
  • Annual reviews are partnership meetings where you present evidence and contribute to planning revisions.
  • An EHCP is not a failure or label; it's appropriate allocation of statutory resource for children with significant needs.
  • Good record-keeping protects the child and the school in case of disputes or tribunal proceedings.

EHCP Assessment Timeline

Click each stage to learn what happens, who's involved, and common pitfalls

1. School Identifies Need
Week 0
What Happens
Teacher or SENCO recognises that a learner has significantly greater difficulty in learning than most peers of the same age. Initial observations, assessments, and conversations with parents trigger the SEN process.
Who Is Responsible
School SENCO, leads identification and documentation
Class Teacher, shares observations and concerns
Key Documents
  • SEN Support Plan (initial)
  • Parent meetings notes
  • Baseline assessments and observations
⚠ Common Pitfall
Waiting too long before flagging, early identification means earlier support and better outcomes.
2. SEN Support & Assess-Plan-Do-Review Cycles
Weeks 1–12
What Happens
School puts learner on SEN Support (not yet EHCP). SENCO runs repeated Assess-Plan-Do-Review (APDR) cycles with targeted interventions, recording progress, and engaging parents at every step.
Who Is Responsible
SENCO, coordinates APDR cycles and documents progress
Teachers & Support Staff, deliver interventions
Parents, attend reviews and provide feedback
Key Documents
  • SEN Support Plan (updated termly)
  • APDR cycle records (Assess / Plan / Do / Review)
  • Evidence of interventions and progress tracking
  • Parent meeting notes (each review)
⚠ Common Pitfall
Weak APDR cycles, poor evidence gathering makes it hard to justify the need for assessment later. Document everything.
3. Request for EHC Needs Assessment
Week 12
What Happens
After 12 weeks of SEN Support, if progress is insufficient, the school or parents request an EHC needs assessment from the Local Authority (LA). The LA has 6 weeks to decide whether to assess.
Who Is Responsible
School SENCO or Parents, submit request to LA
Local Authority, decides whether to assess
Key Documents
  • EHC Needs Assessment request form
  • Full SEN Support Plan and evidence
  • Teacher and SENCO reports
  • Parent and learner views
  • External agency reports (ed psych, NHS, etc.)
⚠ Common Pitfall
Weak evidence dossier, if the LA feels the evidence is insufficient, they'll refuse to assess, and you'll have to reapply later.
4. Local Authority Decision to Assess
Week 18 (6 weeks from request)
What Happens
LA confirms they will proceed with a full EHC needs assessment. They gather reports from school, parents, health, social care, and may commission external assessments (e.g., educational psychology).
Who Is Responsible
Local Authority, leads the assessment process and coordinates agencies
School, Parents, Health, Social Care, provide reports
Key Documents
  • LA assessment letter (formal decision)
  • Information request to school
  • Parent information leaflet and rights
⚠ Common Pitfall
Missing LA deadlines for reports, if the LA doesn't receive timely information, assessment is delayed.
5. EHC Needs Assessment (Multi-Agency)
Weeks 18–22
What Happens
LA co-ordinates assessments from education, health (SALT, OT, EP, paediatrician, etc.), and social care. Evidence is gathered on the child's needs and the provision required to meet them.
Who Is Responsible
Local Authority EHCP Officer, oversees the assessment
Educational Psychologist, Health Professionals, Social Worker, complete specialist assessments
Parents, contribute their views and evidence
Key Documents
  • Educational psychology report
  • Speech and language therapy report
  • Occupational therapy report
  • Health report (e.g., paediatrician, GP)
  • Social care assessment (if applicable)
  • Parental views (formal submission)
⚠ Common Pitfall
Fragmented reports, if NHS or social care don't respond in time, the assessment is delayed. Keep chasing.
6. Draft EHCP Issued to Parents
Weeks 22–24
What Happens
LA issues draft EHCP to parents and school. It outlines the child's needs (Part B) and the provision to meet them (Part C). Parents have 15 days to comment and request a meeting.
Who Is Responsible
Local Authority, drafts the EHCP and sends to parents
Parents, can request a meeting to discuss
Key Documents
  • Draft EHCP (Parts A–D)
  • Covering letter explaining the assessment findings
  • Information about appeal rights
⚠ Common Pitfall
Not challenging weak draft provisions, if Part C (provision) is vague or insufficient, challenge it now, not after the plan is finalised.
7. Final EHCP Issued
Week 26 (max 20 weeks from assessment request)
What Happens
After considering parent and school feedback, LA issues the final EHCP. This is the statutory document that specifies the child's needs and the provision the Local Authority will fund.
Who Is Responsible
Local Authority, issues final EHCP and secures provision
Named school/setting, begins delivering provision
Key Documents
  • Final EHCP (statutory document, Parts A–D)
  • Notification of school placement decision
  • Appeal rights information
⚠ Common Pitfall
Named school unable to deliver provision, ensure the named school has the capacity and resources to meet Part C before the plan is finalised.
8. Annual Review & Ongoing Support
Every 12 months
What Happens
School, LA, parents, and agencies meet annually to review progress, check provision is working, and update the EHCP if needed. This continues until the child leaves the education system or the EHCP is ceased.
Who Is Responsible
School SENCO, organises and chairs the review
LA, Parents, Child, Professionals, attend and contribute
Key Documents
  • Annual review report (education, health, social care)
  • Progress against targets
  • Updated provision and goals (if needed)
  • EHCP amendment (if provision changes)
⚠ Common Pitfall
Treating annual review as a box-tick, use it as an opportunity to challenge and strengthen provision if needed.
Key Dates to Remember: Week 12 (assessment request deadline) • Week 18 (LA decision) • Week 26 (final EHCP deadline, max 20 weeks from request). LA has statutory duty to meet these dates, but delays are common. Keep records of all communications.

Further Reading

APA 7th Edition References

Sweller (1988) argues working memory has limits according to cognitive load theory. Mayer (2009) shows multimedia learning design must be careful. Clark, Nguyen, and Sweller (2006) advise teachers to minimise extra load. Kirschner, Sweller, and Clark (2006) say teaching should respect these limits for learners. The Department for Education (2014) offers guidance in the Children and Families Act 2014.

Effective teaching adapts to learner needs (Department for Education, 2015). The SEND Code of Practice helps teachers support every learner. It covers ages 0 to 25 (Department for Education, 2015). Find the guide at the DfE website.

Learner absence and SEND data are on GOV.UK (Department for Education, 2024). Access March 2024 statistics and related research there.

IPSEA's 2024 guide helps parents navigate EHCP assessments and appeals. The guide supports learners and their families. It explains the EHCP process, according to IPSEA (2024).

Ofsted (2021) inspected local authority SEND services. The report examines learners with special educational needs and disabilities. Access it through Ofsted Publications online.

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